PEP 340 -- Anonymous Block Statements
PEP: 340
Title: Anonymous Block Statements
Version: $Revision$
Last-Modified: $Date$
Author: Guido van Rossum
Status: Rejected
Type: Standards Track
Content-Type: text/plain
Created: 27-Apr-2005


    This PEP proposes a new type of compound statement which can be
    used for resource management purposes.  The new statement type
    is provisionally called the block-statement because the keyword
    to be used has not yet been chosen.

    This PEP competes with several other PEPs: PEP 288 (Generators
    Attributes and Exceptions; only the second part), PEP 310
    (Reliable Acquisition/Release Pairs), and PEP 325
    (Resource-Release Support for Generators).

    I should clarify that using a generator to "drive" a block
    statement is really a separable proposal; with just the definition
    of the block statement from the PEP you could implement all the
    examples using a class (similar to example 6, which is easily
    turned into a template).  But the key idea is using a generator to
    drive a block statement; the rest is elaboration, so I'd like to
    keep these two parts together.

    (PEP 342, Enhanced Iterators, was originally a part of this PEP;
    but the two proposals are really independent and with Steven
    Bethard's help I have moved it to a separate PEP.)

Rejection Notice

    I am rejecting this PEP in favor of PEP 343.  See the motivational
    section in that PEP for the reasoning behind this rejection.  GvR.

Motivation and Summary

    (Thanks to Shane Hathaway -- Hi Shane!)

    Good programmers move commonly used code into reusable functions.
    Sometimes, however, patterns arise in the structure of the
    functions rather than the actual sequence of statements.  For
    example, many functions acquire a lock, execute some code specific
    to that function, and unconditionally release the lock.  Repeating
    the locking code in every function that uses it is error prone and
    makes refactoring difficult.

    Block statements provide a mechanism for encapsulating patterns of
    structure.  Code inside the block statement runs under the control
    of an object called a block iterator.  Simple block iterators
    execute code before and after the code inside the block statement.
    Block iterators also have the opportunity to execute the
    controlled code more than once (or not at all), catch exceptions,
    or receive data from the body of the block statement.

    A convenient way to write block iterators is to write a generator
    (PEP 255).  A generator looks a lot like a Python function, but
    instead of returning a value immediately, generators pause their
    execution at "yield" statements.  When a generator is used as a
    block iterator, the yield statement tells the Python interpreter
    to suspend the block iterator, execute the block statement body,
    and resume the block iterator when the body has executed.

    The Python interpreter behaves as follows when it encounters a
    block statement based on a generator.  First, the interpreter
    instantiates the generator and begins executing it.  The generator
    does setup work appropriate to the pattern it encapsulates, such
    as acquiring a lock, opening a file, starting a database
    transaction, or starting a loop.  Then the generator yields
    execution to the body of the block statement using a yield
    statement.  When the block statement body completes, raises an
    uncaught exception, or sends data back to the generator using a
    continue statement, the generator resumes.  At this point, the
    generator can either clean up and stop or yield again, causing the
    block statement body to execute again.  When the generator
    finishes, the interpreter leaves the block statement.

Use Cases

    See the Examples section near the end.

Specification: the __exit__() Method

    An optional new method for iterators is proposed, called
    __exit__().  It takes up to three arguments which correspond to
    the three "arguments" to the raise-statement: type, value, and
    traceback.  If all three arguments are None, sys.exc_info() may be
    consulted to provide suitable default values.

Specification: the Anonymous Block Statement

    A new statement is proposed with the syntax

        block EXPR1 as VAR1:

    Here, 'block' and 'as' are new keywords; EXPR1 is an arbitrary
    expression (but not an expression-list) and VAR1 is an arbitrary
    assignment target (which may be a comma-separated list).

    The "as VAR1" part is optional; if omitted, the assignments to
    VAR1 in the translation below are omitted (but the expressions
    assigned are still evaluated!).

    The choice of the 'block' keyword is contentious; many
    alternatives have been proposed, including not to use a keyword at
    all (which I actually like).  PEP 310 uses 'with' for similar
    semantics, but I would like to reserve that for a with-statement
    similar to the one found in Pascal and VB.  (Though I just found
    that the C# designers don't like 'with' [2], and I have to agree
    with their reasoning.)  To sidestep this issue momentarily I'm
    using 'block' until we can agree on the right keyword, if any.

    Note that the 'as' keyword is not contentious (it will finally be
    elevated to proper keyword status).

    Note that it is up to the iterator to decide whether a
    block-statement represents a loop with multiple iterations; in the
    most common use case BLOCK1 is executed exactly once.  To the
    parser, however, it is always a loop; break and continue return
    transfer to the block's iterator (see below for details).

    The translation is subtly different from a for-loop: iter() is
    not called, so EXPR1 should already be an iterator (not just an
    iterable); and the iterator is guaranteed to be notified when
    the block-statement is left, regardless if this is due to a
    break, return or exception:

        itr = EXPR1  # The iterator
        ret = False  # True if a return statement is active
        val = None   # Return value, if ret == True
        exc = None   # sys.exc_info() tuple if an exception is active
        while True:
                if exc:
                    ext = getattr(itr, "__exit__", None)
                    if ext is not None:
                        VAR1 = ext(*exc)   # May re-raise *exc
                        raise exc[0], exc[1], exc[2]
                    VAR1 =  # May raise StopIteration
            except StopIteration:
                if ret:
                    return val
                ret = False
                val = exc = None
                exc = sys.exc_info()

    (However, the variables 'itr' etc. are not user-visible and the
    built-in names used cannot be overridden by the user.)

    Inside BLOCK1, the following special translations apply:

    - "break" is always legal; it is translated into:

        exc = (StopIteration, None, None)

    - "return EXPR3" is only legal when the block-statement is
      contained in a function definition; it is translated into:

        exc = (StopIteration, None, None)
        ret = True
        val = EXPR3

    The net effect is that break and return behave much the same as
    if the block-statement were a for-loop, except that the iterator
    gets a chance at resource cleanup before the block-statement is
    left, through the optional __exit__() method. The iterator also
    gets a chance if the block-statement is left through raising an
    exception.  If the iterator doesn't have an __exit__() method,
    there is no difference with a for-loop (except that a for-loop
    calls iter() on EXPR1).

    Note that a yield-statement in a block-statement is not treated
    differently.  It suspends the function containing the block
    *without* notifying the block's iterator.  The block's iterator is
    entirely unaware of this yield, since the local control flow
    doesn't actually leave the block.  In other words, it is *not*
    like a break or return statement.  When the loop that was resumed
    by the yield calls next(), the block is resumed right after the
    yield.  (See example 7 below.)  The generator finalization
    semantics described below guarantee (within the limitations of all
    finalization semantics) that the block will be resumed eventually.

    Unlike the for-loop, the block-statement does not have an
    else-clause.  I think it would be confusing, and emphasize the
    "loopiness" of the block-statement, while I want to emphasize its
    *difference* from a for-loop.  In addition, there are several
    possible semantics for an else-clause, and only a very weak use

Specification: Generator Exit Handling

    Generators will implement the new __exit__() method API.

    Generators will be allowed to have a yield statement inside a
    try-finally statement.

    The expression argument to the yield-statement will become
    optional (defaulting to None).

    When __exit__() is called, the generator is resumed but at the
    point of the yield-statement the exception represented by the
    __exit__ argument(s) is raised.  The generator may re-raise this
    exception, raise another exception, or yield another value,
    except that if the exception passed in to __exit__() was
    StopIteration, it ought to raise StopIteration (otherwise the
    effect would be that a break is turned into continue, which is
    unexpected at least).  When the *initial* call resuming the
    generator is an __exit__() call instead of a next() call, the
    generator's execution is aborted and the exception is re-raised
    without passing control to the generator's body.

    When a generator that has not yet terminated is garbage-collected
    (either through reference counting or by the cyclical garbage
    collector), its __exit__() method is called once with
    StopIteration as its first argument.  Together with the
    requirement that a generator ought to raise StopIteration when
    __exit__() is called with StopIteration, this guarantees the
    eventual activation of any finally-clauses that were active when
    the generator was last suspended.  Of course, under certain
    circumstances the generator may never be garbage-collected.  This
    is no different than the guarantees that are made about finalizers
    (__del__() methods) of other objects.

Alternatives Considered and Rejected

    - Many alternatives have been proposed for 'block'.  I haven't
      seen a proposal for another keyword that I like better than
      'block' yet.  Alas, 'block' is also not a good choice; it is a
      rather popular name for variables, arguments and methods.
      Perhaps 'with' is the best choice after all?

    - Instead of trying to pick the ideal keyword, the block-statement
      could simply have the form:

        EXPR1 as VAR1:

      This is at first attractive because, together with a good choice
      of function names (like those in the Examples section below)
      used in EXPR1, it reads well, and feels like a "user-defined
      statement".  And yet, it makes me (and many others)
      uncomfortable; without a keyword the syntax is very "bland",
      difficult to look up in a manual (remember that 'as' is
      optional), and it makes the meaning of break and continue in the
      block-statement even more confusing.

    - Phillip Eby has proposed to have the block-statement use
      an entirely different API than the for-loop, to differentiate
      between the two.  A generator would have to be wrapped in a
      decorator to make it support the block API.  IMO this adds more
      complexity with very little benefit; and we can't relly deny
      that the block-statement is conceptually a loop -- it supports
      break and continue, after all.

    - This keeps getting proposed: "block VAR1 = EXPR1" instead of
      "block EXPR1 as VAR1".  That would be very misleading, since
      VAR1 does *not* get assigned the value of EXPR1; EXPR1 results
      in a generator which is assigned to an internal variable, and
      VAR1 is the value returned by successive calls to the __next__()
      method of that iterator.

    - Why not change the translation to apply iter(EXPR1)?  All the
      examples would continue to work.  But this makes the
      block-statement *more* like a for-loop, while the emphasis ought
      to be on the *difference* between the two.  Not calling iter()
      catches a bunch of misunderstandings, like using a sequence as

Comparison to Thunks

    Alternative semantics proposed for the block-statement turn the
    block into a thunk (an anonymous function that blends into the
    containing scope).

    The main advantage of thunks that I can see is that you can save
    the thunk for later, like a callback for a button widget (the
    thunk then becomes a closure).  You can't use a yield-based block
    for that (except in Ruby, which uses yield syntax with a
    thunk-based implementation).  But I have to say that I almost see
    this as an advantage: I think I'd be slightly uncomfortable seeing
    a block and not knowing whether it will be executed in the normal
    control flow or later.  Defining an explicit nested function for
    that purpose doesn't have this problem for me, because I already
    know that the 'def' keyword means its body is executed later.

    The other problem with thunks is that once we think of them as the
    anonymous functions they are, we're pretty much forced to say that
    a return statement in a thunk returns from the thunk rather than
    from the containing function.  Doing it any other way would cause
    major weirdness when the thunk were to survive its containing
    function as a closure (perhaps continuations would help, but I'm
    not about to go there :-).

    But then an IMO important use case for the resource cleanup
    template pattern is lost.  I routinely write code like this:

       def findSomething(self, key, default=None):
                for item in self.elements:
                    if item.matches(key):
                        return item
                return default

    and I'd be bummed if I couldn't write this as:

       def findSomething(self, key, default=None):
           block locking(self.lock):
                for item in self.elements:
                    if item.matches(key):
                        return item
                return default

    This particular example can be rewritten using a break:

       def findSomething(self, key, default=None):
           block locking(self.lock):
                for item in self.elements:
                    if item.matches(key):
                    item = default
            return item

    but it looks forced and the transformation isn't always that easy;
    you'd be forced to rewrite your code in a single-return style
    which feels too restrictive.

    Also note the semantic conundrum of a yield in a thunk -- the only
    reasonable interpretation is that this turns the thunk into a

    Greg Ewing believes that thunks "would be a lot simpler, doing
    just what is required without any jiggery pokery with exceptions
    and break/continue/return statements.  It would be easy to explain
    what it does and why it's useful."

    But in order to obtain the required local variable sharing between
    the thunk and the containing function, every local variable used
    or set in the thunk would have to become a 'cell' (our mechanism
    for sharing variables between nested scopes).  Cells slow down
    access compared to regular local variables: access involves an
    extra C function call (PyCell_Get() or PyCell_Set()).

    Perhaps not entirely coincidentally, the last example above
    (findSomething() rewritten to avoid a return inside the block)
    shows that, unlike for regular nested functions, we'll want
    variables *assigned to* by the thunk also to be shared with the
    containing function, even if they are not assigned to outside the

    Greg Ewing again: "generators have turned out to be more powerful,
    because you can have more than one of them on the go at once. Is
    there a use for that capability here?"

    I believe there are definitely uses for this; several people have
    already shown how to do asynchronous light-weight threads using
    generators (e.g. David Mertz quoted in PEP 288, and Fredrik

    And finally, Greg says: "a thunk implementation has the potential
    to easily handle multiple block arguments, if a suitable syntax
    could ever be devised. It's hard to see how that could be done in
    a general way with the generator implementation."

    However, the use cases for multiple blocks seem elusive.

    (Proposals have since been made to change the implementation of
    thunks to remove most of these objections, but the resulting
    semantics are fairly complex to explain and to implement, so IMO
    that defeats the purpose of using thunks in the first place.)


    (Several of these examples contain "yield None".  If PEP 342 is
    accepted, these can be changed to just "yield" of course.)

    1. A template for ensuring that a lock, acquired at the start of a
       block, is released when the block is left:

        def locking(lock):
                yield None

       Used as follows:

        block locking(myLock):
            # Code here executes with myLock held.  The lock is
            # guaranteed to be released when the block is left (even
            # if via return or by an uncaught exception).

    2. A template for opening a file that ensures the file is closed
       when the block is left:

        def opening(filename, mode="r"):
            f = open(filename, mode)
                yield f

       Used as follows:

        block opening("/etc/passwd") as f:
            for line in f:
                print line.rstrip()

    3. A template for committing or rolling back a database

        def transactional(db):
                yield None

    4. A template that tries something up to n times:

        def auto_retry(n=3, exc=Exception):
            for i in range(n):
                    yield None
                except exc, err:
                    # perhaps log exception here
            raise # re-raise the exception we caught earlier

       Used as follows:

        block auto_retry(3, IOError):
            f = urllib.urlopen("")

    5. It is possible to nest blocks and combine templates:

        def locking_opening(lock, filename, mode="r"):
            block locking(lock):
                block opening(filename) as f:
                    yield f

       Used as follows:

        block locking_opening(myLock, "/etc/passwd") as f:
            for line in f:
                print line.rstrip()

       (If this example confuses you, consider that it is equivalent
       to using a for-loop with a yield in its body in a regular
       generator which is invoking another iterator or generator
       recursively; see for example the source code for os.walk().)

    6. It is possible to write a regular iterator with the
       semantics of example 1:

        class locking:
           def __init__(self, lock):
               self.lock = lock
               self.state = 0
           def __next__(self, arg=None):
               # ignores arg
               if self.state:
                   assert self.state == 1
                   self.state += 1
                   raise StopIteration
                   self.state += 1
                   return None
           def __exit__(self, type, value=None, traceback=None):
               assert self.state in (0, 1, 2)
               if self.state == 1:
               raise type, value, traceback

       (This example is easily modified to implement the other
       examples; it shows how much simpler generators are for the same

    7. Redirect stdout temporarily:

        def redirecting_stdout(new_stdout):
            save_stdout = sys.stdout
                sys.stdout = new_stdout
                yield None
                sys.stdout = save_stdout

       Used as follows:

        block opening(filename, "w") as f:
            block redirecting_stdout(f):
                print "Hello world"

    8. A variant on opening() that also returns an error condition:

        def opening_w_error(filename, mode="r"):
                f = open(filename, mode)
            except IOError, err:
                yield None, err
                    yield f, None

       Used as follows:

        block opening_w_error("/etc/passwd", "a") as f, err:
            if err:
                print "IOError:", err


    In no useful order: Alex Martelli, Barry Warsaw, Bob Ippolito,
    Brett Cannon, Brian Sabbey, Chris Ryland, Doug Landauer, Duncan
    Booth, Fredrik Lundh, Greg Ewing, Holger Krekel, Jason Diamond,
    Jim Jewett, Josiah Carlson, Ka-Ping Yee, Michael Chermside,
    Michael Hudson, Neil Schemenauer, Nick Coghlan, Paul Moore,
    Phillip Eby, Raymond Hettinger, Georg Brandl, Samuele
    Pedroni, Shannon Behrens, Skip Montanaro, Steven Bethard, Terry
    Reedy, Tim Delaney, Aahz, and others.  Thanks all for the valuable






    This document has been placed in the public domain.